### Geomorphometry Short Course at the EGU 2017, Vienna

Only few days left until the EGU begins, the largest European annual geoscience meeting in Vienna. In case you attend you should consider to participate the short course in geomorphometry: **Getting the most out of DEMs of Difference**. The course is organized by Tobias Heckmann, Paolo Tarolli and me and will be on Wednesday, 26 April, 13:30-15:00 in Room N1.

Please see here for further details on the course’s aims and scope.

### Short courses on the analysis of elevation data at the University of Potsdam

Two short courses are scheduled for mid June at Potsdam University. The short courses are independent of each other; however, the topics are related and probably address a similar audience.

**Geoscience investigations of point clouds**, June 7-9, 2017. Instructors B. Bookhagen, R. Arrowsmith, M. Isenburg, C. Crosby.

This course will explore the acquisition, post-processing, and classification of point clouds derived from airborne and terrestrial lidar scanners and structure from motion (SfM) photogrammetry from drones. The course will take place at campus Golm (UP) and includes one day of field-data collection and two days of data post-processing and analysis.

The application is here: https://goo.gl/forms/NrRAcaASXPuseRs62. The course is sponsored by Geo-X.

Here is the flyer: PDF for more details.

**Advancing understanding of geomorphology with topographic analysis emphasizing high resolution topography**, June 12-15, 2017. Instructors R. Arrowsmith, W. Schwanghart, C. Crosby, B. Bookhagen.

This course will focus on advanced understanding of geomorphology with topographic analysis emphasizing high-resolution topography. The course will take place at campus Golm (UP) and includes theoretical background and analysis of digital topography using TopoToolbox in a Matlab environment. The course is sponsored by StRATEGy.

Here is the flyer: PDF for more details.

I’d be glad to see you in Potsdam!

### Chimaps in a few lines of code (5)

Having prepared a stream network and equipped with a reasonable value of the m/n ratio, we are now ready to plot a chimap that visualizes the planform patterns of chi. The main interest in these maps lies in chi values near catchment divides as large differences between adjacent catchment would indicate a transient behavior of drainage basin reorganization.

Some of you might have already experimented with TopoToolbox to create chimaps. Perhaps you became exasperated with the function chiplot that is restricted to calculations with only one drainage basin and has a bewildering structure array as output. The reason for the confusing output of chiplot is that it is fairly old. At this time, I hadn’t implemented node-attribute lists that are now more common with STREAMobj methods.

Realizing this shortcoming of chiplot, I wrote the function chitransform. chitransform is what I’d refer to as a low-level function that solves the chi-equation using upstream cumulative trapezoidal integration (see the function cumtrapz). chitransform requires a STREAMobj and a flow accumulation grid as input and optionally a mn-ratio (default is 0.45) and a reference area (default is 1 sqkm). It returns a node-attribute list, i.e., a vector with chi values for each node in the STREAMobj. Node-attribute lists are intrinsically tied to the STREAMobj from which they were derived. Yet, they can be used together with several other TopoToolbox functions to produce output.

Ok, let’s derive chi values for our stream network:

A = flowacc(FD); % calculate flow accumulation c = chitransform(S,A,'mn',0.4776);

In the next step, we will plot a color stream network on a grayscale hillshade:

imageschs(DEM,[],'colormap',[1 1 1],'colorbar',false,'ticklabel','nice'); hold on plotc(S,c) colormap(jet) colorbar hold off

Interestingly, there seem to be some locations with quite some differences in chi values on either side of the divide. “Victims” seem to be rather elongated catchments draining northwest. Let’s zoom into one of these locations.

Are these significant differences? Well, it seems by just looking at the range of values. However, to my knowledge no approach exists that provides a more objective way of evaluating the significance of contrasting chi values and their implications about rates of divide migration. Still, we now have a nice map that can aid our geomorphic assessment together with the tectonic and geodynamic interpretation of the Mendocino Triple Junction.

Unfortunately, I must leave the discussion to you since I am quite unfamiliar with the region. If anyone wants to share his or her interpretation, I’d be more than happy to provide space here. So far, I hope that these few posts on chimaps were useful to you and sufficiently informative to enable you to compute chimaps by yourself. In my next post, I will give a short summary and show with another example that eventually chimaps can be derived really in a few lines of code.

### Chimaps in a few lines of code (4)

My last post described the math behind chi analysis. By using the integral approach to the stream power model of incision, we derived an equation that allows us to model the longitudinal river profile as a function of chi. At the end of the last post I stated that this model is a straight line if we choose the right m/n ratio, that is the concavity index. Today, I’ll show how we can obtain this m/n ratio by means of nonlinear optimization using the function chiplot.

Ideally, we find the m/n ratio using a perfectly graded stream profile that is in steady state. I scanned through a number of streams using the GUI flowpathapp and found a nice one that might correspond to Cooskie Creek that Perron and Royden (2013) used in their analysis.

flowpathapp(FD,DEM,S)

The menu *Export > Export to workspace* allows saving the extracted STREAMobj St to the workspace. Then, I use the function chiplot to see how different values of the m/n ratio affect the transformation of the river profile. Setting the ‘mnplot’ option makes chiplot return a figure with chi-transformed profiles for m/n ratios ranging from 0.1 to 0.9 in steps of 0.1 width.

chiplot(S,DEM,A,'mnplot',true,'plot',false)

Clearly, the chi-transformed profile varies from concave upward for low m/n values to convex for high m/n values. A value of 0.4-0.5 seems to be most appropriate but choosing a value would be somewhat hand-wavy. Thus, let’s call the function again, but this time without any additional arguments.

C = chiplot(S,DEM,A);

Calling the function this way will prompt it to find an optimal value of m/n. In addition, it will return a figure with the linearized profile. By default, the function uses the optimization function fminsearch that will vary m/n until it finds a value that maximizes the linear correlation coefficient between the chi-transformed profile and a straight line. So what is that value? Let’s look at the output variable C:

C = mn: 0.4776 mnci: [] beta: 0.1565 betase: 2.2813e-04 a0: 1000000 ks: 114.8828 R2: 0.9988 x_nal: [581x1 double] y_nal: [581x1 double] chi_nal: [581x1 double] d_nal: [581x1 double] x: [582x1 double] y: [582x1 double] chi: [582x1 double] elev: [582x1 double] elevbl: [582x1 double] distance: [582x1 double] pred: [582x1 double] area: [582x1 double]

C is a structure array with a large number of fields. C.mn is the value we are interested in. It is 0.4776 and corresponds nicely to previously reported m/n ratios although it differs from the value 0.36 found by Perron and Royden (2013). Of course, this value might differ from river to river and you should repeat the analysis for other reaches to obtain an idea about the variability of m/n.

Ok, we have the m/n ratio now. In my next blog we will eventually produce the chimap that we initially set out for.

P.S.: We could have also used slope-area plots to derive the m/n ratio (see the function slopearea). However, along-river gradients are usually much more noisy than the profiles and power-law fitting a delicate matter. I’d definitely prefer chi-analysis over slope-area analysis.

### Stream networks and graph theory

Rivers are organized as networks. They start out as small rills and rivulets and grow downstream to become large streams unless water extraction, transmission losses or evaporation dominate. In terms of graph theory, you can think of stream networks as directed acyclic graphs (DAG). The stream network of one drainage basin is a tree routed at the outlet. To be more precise, this kind of tree is an anti-arborescence or in-tree, i.e. all directions in the directed graph lead to the outlet. Usually, stream networks are binary trees, i.e. there is a maximum of two branches or parents entering each node. However, nodes may sometimes have more than two branches at confluences where three and more rivers meet. All drainage basins form a forest of trees and each tree is a so-called strongly-connected component.

Why bother with the terms of graph theory? Because it will make a couple of TopoToolbox functions much more accessible. The function klargestconncomps, for example, has an awkward name that I adopted from graph theory. What does it do? It extracts the k largest trees from a stream network. The function STREAMobj2cell takes all trees and puts each into a single element of a cell array. FLOWobj2cell does the same for an entire flow network. The computational basis of STREAMobj and FLOWobj relies on topological sorting of directed graphs. Thanks to graph theory, this trick makes flow-related computations in TopoToolbox much faster than in most common GI-systems.

Graph theory has a lot to offer for geomorphometry and I think that this potential has not yet fully been explored.

### Chimaps in a few lines of code (3)

In my previous posts (here and here), I introduced chimaps and how they are calculated in TopoToolbox. I showed that deriving a suitable stream network requires some work. Today, I will cover the dry part: the math behind.

Chi-analysis is predicated on the well-known stream power law (SPL). I will not detail the SPL but refer you to the paper of Dimitri Lague (Lague 2014). In its simplest form, the SPL shows that the energy expenditure required to incise into the stream bed is a function of stream gradient (*S*) and upslope area (*A*) and some parameters *k*, *m* and *n*. Combining the SPL with a simple vertical uplift rate *U* allows us to derive a very simple landscape evolution model for the fluvial domain:

Any change in elevation *z* with time *t* is caused by an imbalance of uplift and incision. If both processes are perfectly balanced, there is no change in elevation. We are in a state of a dynamic equilibrium or steady state:

We can rearrange this equation and solve for *S=dz/dx* where *x* is the stream distance measured from the outlet. At this time I denote that upslope area is a function of *x*. *U* and *k* are assumed to be spatially uniform.

The trick is then to take the integral of (*dz/dx*) with respect to *x* from a base level *z(x0)* (the elevation at the outlet). For convenience of units, we also introduce a reference area *A0*.

Now that looks complicated. Yet, by replacing the left-hand integral with z and the right-hand integral with

we can simply rewrite this equation as a function of a straight line:

A straight line? Yes… but only if we choose the right m/n ratio. I will demonstrate in the next post how to do this.

P.S.: This was really a short derivation of chi. I can recommend the paper of Perron and Royden (2013) for a more comprehensive account.

**References**

Lague, D.: The stream power river incision model: evidence, theory and beyond, Earth Surf. Process. Landforms, 39(1), 38–61, doi:10.1002/esp.3462, 2014.

Perron, J. T. and Royden, L.: An integral approach to bedrock river profile analysis, Earth Surf. Process. Landforms, 38(6), 570–576, doi:10.1002/esp.3302, 2013.

### Chimaps in a few lines of code (2)

In my last post, I started my series on chimaps. In this and the following posts I will go through the different steps of producing chimaps using TopoToolbox. These steps are:

- Load DEM and derive flow directions (FLOWobj).
- Choose a suitable threshold for stream initiation and derive a stream network (STREAMobj).
- Make sure that all outlets have the same elevation.
- Make sure that all drainagebasins are complete, i.e. that the DEM covers their entire extent. Remove incomplete drainage basins.
- Choose a suitable value for the mn-ratio.
- Calculate the transformed variable chi (Hint: Don’t use chiplot, but check the low-level function STREAMobj/chitransform!).
- Plot the results.

In this post I will cover step 1-4. I will use a DEM of the Mendocino region (northwestern California) provided by Amani Al Abri from the University of Boston. Her inquiry has actually prompted me to write about chimaps. The Mendocino region hosts the Mendocino Triple Junction where the Gorda plate, the North American plate, and the Pacific plate meet. The geometry of the plates and their movements have likely favored the development of a slab window and upwelling of astenospheric material, leading to differential patterns of uplift, seismic activity and extrusion of volcanic rock.

## 1. Load DEM and derive flow directions

DEM = GRIDobj('mendocino.tif')

The first step is to load the DEM. While this is a trivial task, let me briefly mention a few pitfalls one may encounter. While the constructor function GRIDobj tries to identify missing values (actually, it does so quite reliably with the hack of Simon (thanks!)), I usually test this using the function

info(DEM)

which provides several information including the minimum and maximum value. If these values are far beyond expected values, they should be replaced by NaNs. If this value was -9999, following code snippet will set these pixels to NaN:

DEM.Z(DEM.Z==-9999)

Moreover, the info function shows the coordinate system of the DEM. TopoToolbox requires projected coordinate systems (preferably WGS84 UTM) and equal horizontal and vertical units (e.g. meters). If your DEM comes in geographic coordinates, reproject the DEM with the function reproject2utm. Note also, that you should set missing values before reprojecting the DEM since the bilinear interpolation would generate some blurred regions between non-corrected missing-value regions and regions with valid values.

Missing values usually occur at the boundaries of the DEM or offshore. These are truly missing values that you may want discard. However, data gaps may also exist as individual blobs within the valid DEM domain either as single pixels or large areas of missing values. These areas should be filled because they might otherwise generate discontinuous flow paths. Unless they are too large, I usually use the function inpaintnans to fill these gaps.

DEM = inpaintnans(DEM);

Having prepared the DEM, it is now time to derive flow directions. TopoToolbox stores flow directions in an object called FLOWobj.

FD = FLOWobj(DEM,'preprocess','carve');

FLOWobjs contain all necessary information to calculate hydrological terrain attributes (see the function help for details and some more detailed description on carving and filling here, here and here).

## 2. Choose a suitable threshold for stream initiation and derive a stream network

Now that you have a DEM and flow directions, you can derive a stream network. TopoToolbox stores stream networks in a STREAMobj. In essence, a STREAMobj is a reduced version of the FLOWobj being limited to the channelized domain. Unless you have the locations of mapped channelheads, the standard approach to determine the channelized domain is to assume a minimum upslope area (MUA). You should neither choose a too large nor too small MUA. A large MUA may hide chimap details close to catchment divides; a small MUA may extend from the channelized domain into the debris flow or hillslope domain. Here we simply take an upslope area of 0.05 sqkm or 500 pixels:

S = STREAMobj(FD,'minarea',500);

The resulting stream network is shown in the Fig. 1:

## 3. Make sure that all outlets have the same elevation

Chimaps require the stream network to have outlets with the same elevation. As DEMs often fail to cover the entire altitude range of all individual streams it may be necessary to trim the stream network in a way so that all relevant streams have the same outlet elevation. The function GRIDobj/griddedcontour and STREAMobj/modify come in handy here (see also this post). The modify function is extremely versatile. Here we use its option ‘upstreamto’ that requires a GRIDobj of zeros and ones. The modify function will then modify the stream network so that it contains streams only upstream of regions with ones. We use the output of griddedcontour and modify it slightly using the function bwmorph to produce gridded contours that are four-connected. A four-connected contour line ensures that all streams crossing the contours are reliably detected.

C = griddedcontour(DEM,[50 50]); C.Z = bwmorph(C.Z,'diag'); S = modify(S,'upstreamto',C);

The trimmed stream network is shown in Fig. 2.

## 4. Make sure that all drainage basins are complete

Some of the drainage basins may be located along the DEM borders and have part of their area outside the DEM domain. To avoid edge effects on the resulting chimap, these incomplete drainage basins and their associated streams should be removed from further analysis. Testing whether a drainage basin is complete, however, is not trivial and the approach used here may not be useful in all situations.

Here I choose to identify incomplete basins by testing if their boundaries touch NaN areas or DEM edges. This requires some hard-coding since there is no ready-made function in TopoToolbox so far.

% Get drainage basins D = drainagebasins(FD,S); % Get NaN mask and dilate it by one pixel. I = isnan(DEM); I = dilate(I,ones(3)); % Add border pixels to the mask I.Z([1 end],:) = true; I.Z(:,[1 end]) = true; % Get outlines for each basin OUTLINES = false(DEM.size); for r = 1:max(D); OUTLINES = OUTLINES | bwperim(D.Z == r); end % Calculate the fraction that each outline shares with the NaN mask frac = accumarray(D.Z(OUTLINES),I.Z(OUTLINES),[],@mean); % Grid the fractions FRAC = GRIDobj(DEM); FRAC.Z(:,:) = nan; FRAC.Z(D.Z>0) = frac(D.Z(D.Z>0));

The resulting GRIDobj FRAC is shown in Fig. 3. Several basins share a large proportion of their outlines with the DEM boundary and we don’t want these to be part of the analysis.

Based on the GRIDobj FRAC we now modify the STREAMobj so that it contains only streams where drainage basins share less than 1% with the NaN mask. Again, we use the function modify:

S = modify(S,'upstreamto',FRAC<=0.01);

The trimmed stream network is shown below. Unfortunately, a large portion of the network was removed.

## Wrap up until here

As you see, preparing the DEM and stream network for chi analysis takes some effort. I may have been somewhat over-optimistic regarding the title of this series of posts. We may have many lines of code. However, having now a clean network will make the following steps much easier and straightforward. I will cover these in my next posts.

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